WEALTH MANAGEMENT

Dominick & Dominick wealth management works closely with high-net worth individuals, families, foundations and endowments to develop wealth and investment management strategies. We are committed to finding intelligent financial solutions to apply to customized investment advice. As part of our commitment, we utilize our adaptive firm culture to partner with leading financial services firms to provide customized traditional and alternative asset management solutions. In addition, our platform allows us to provide focused family office services to successful individuals and their families.

Alternative Investments

We view alternative investments as vital component in achieving global risk adjusted return objectives. In reviewing and selecting investment solutions in hedge funds, private equity and alternative asset managers, Dominick & Dominick provides the opportunity for clients to pursue a range of investment objectives.

Fixed Income Investing

We believe fixed income is an integral aspect of every client discussion and the subsequent framing of our client relationships. Every client’s particular situation requires customized financial strategies to satisfy needs for principal stability, cash flow and liquidity. After discussing your needs, your Wealth Management team can design a custom fixed income portfolio that seeks to achieve these objectives.

Investment Advisory Services

We offer a range of investment opportunities managed by carefully vetted independent managers. Clients work with their Wealth Management teams to select from investment vehicles covering the entire asset spectrum.

Trading, Hedging and Structuring Solutions

By combining our intellectual capital and strategic service partners, we offer clients the ability to trade in multiple securities and asset classes around the world. Many of our clients look to us not only for our execution capabilities but also for hedging and structuring solutions that help them manage a broad spectrum of risks. See SEC Rule 606 disclosure below.

Wealth Advisory Services

To address client needs for income, estate planning, gift planning, generation-skipping tax planning and philanthropy, your Wealth Management Team can help craft and implement comprehensive wealth solutions.

  • Execution - web based or directly with your Dominick Financial Advisor.
  • SEC Rule 606 (formerly Rule 11Ac1-6)
  • Investment Advisory Service - Dominick & Dominick offers access to separately managed accounts. Both equity and fixed income through our D&D Independent Advisors Program.
  • Alternative investments - Private equity, hedge funds, and structured notes. ***
  • Online account access, and much, much more...
*** Investors should be aware that there are certain risks associated with investing in Alternative Investments and Hedge Funds. Hedge funds involve substantial risks and may result in complete loss of principal invested. Techniques employed in the management of alternative investments, such as leveraging and short selling, may accelerate potential losses. Hedge fund managers may utilize options, futures and derivatives, which may substantially increase volatility. Such investments often involve the trading of foreign securities, which are subject to high volatility caused by political instability, changes in exchange rates, and different political and accounting standards. Hedge funds often carry high expenses that must be offset by trading profits and interest income for the investments to be profitable.