WEALTH MANAGEMENT

As part of Dominick & Dominick's commitment to finding intelligent financial solutions we have partnered with some of the leading financial services firms to provide the most creative investment advice. These partners provide traditional and alternative asset management and focused family office services to wealthy families.

Alternative Investments

Dominick & Dominick views alternative investments as a vital component in achieving global risk return objectives. By reviewing and finding unique investment opportunities in hedge funds, private equity and structured notes Dominick & Dominick customers find the opportunity to generate non-correlated returns to traditional equities and fixed income. Likewise, alternative investments can be used to reduce overall portfolio volatility. Conversely, if a client targets higher overall portfolio performance and is willing to give up a measure of liquidity, then a private equity fund or fund of funds may be a good fit. ***

Fixed Income Investing

Each customer's particular situation requires unique financial strategies to satisfy needs for principal stability, cash flow, and liquidity. After reviewing our customers' needs Dominick & Dominick can create a custom designed fixed income portfolio that seeks to achieve these objectives. By selecting the appropriate investment mix of municipal bonds, high yield debt, high grade corporate bonds, treasury securities and preferred stock, an optimum portfolio will be designed to reflect customers' unique risk tolerance and tax objectives.

  • Execution - web based or directly with your Dominick Financial Advisor.
  • SEC Rule 606 (formerly Rule 11Ac1-6)
  • Investment Advisory Service - Dominick & Dominick offers access to separately managed accounts. Both equity and fixed income through our D&D Independent Advisors Program.
  • Alternative investments - Private equity, hedge funds, and structured notes. ***
  • Online account access, and much, much more...
*** Investors should be aware that there are certain risks associated with investing in Alternative Investments and Hedge Funds. Hedge funds involve substantial risks and may result in complete loss of principal invested. Techniques employed in the management of alternative investments, such as leveraging and short selling, may accelerate potential losses. Hedge fund managers may utilize options, futures and derivatives, which may substantially increase volatility. Such investments often involve the trading of foreign securities, which are subject to high volatility caused by political instability, changes in exchange rates, and different political and accounting standards. Hedge funds often carry high expenses that must be offset by trading profits and interest income for the investments to be profitable.